2020 Louisiana Investment Adviser Update
The Energy Law
JANUARY 17, 2020
ADV Amendments The annual amendment for ADV Parts 1A (and 1B for state-registered advisers) and the Brochure (ADV Part 2A) is due March 30, 2020 (for firms with year-end fiscal years). After June 30, 2020, advisers and brokers will be required to provide retail investors with a copy of Form CRS. Please feel free to give a me a call.
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