2019 Louisiana Investment Adviser Update
The Energy Law
JANUARY 16, 2019
Fingerprints Effective January 1, 2019, Louisiana Senate Bill 416 requires all investment adviser representative (“IAR”) applicants to submit fingerprints for a criminal background check to the Louisiana Commissioner of Securities. ADV Amendments Advisers must file their annual Form ADV Amendment by March 31, 2019. 51:703(D)(5).
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