2020 Louisiana Investment Adviser Update
The Energy Law
JANUARY 17, 2020
Starting on May 1, 2020, and no later than June 30, 2020, investment advisers (and broker-dealers) will be required to file a Form CRS electronically through the IARD (the CRD for broker-dealers). These priorities generally follow the SEC’s 2019 examination priorities. Available at [link].
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